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Policy and Procedures to be implemented for PMLA
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lnternal Policy for Associated Persons
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Policy for Dormant Accounts
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Error Account Policy and Policy for Client Code Modification (CCM)
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lnternal Systems & Procedures
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Policy on Limit Setting
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Policy for Pre-Funded lnstruments
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Code of lnternal Procedures and Conduct for prevention of lnsider Trading
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Policy on Redressal mechanism for lnvestor Grievance
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Risk Management Policy [including Policy for Voluntary Freezing Blocking of Online Trading Account Access for Clients]
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Policy for Unauthentic News Circulation
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Policy for Voluntary Freezing blocking of Online Trading Account Acess for Clients
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Corporate Social Responsibly Policy